Marex Capital Markets Inc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Marex Capital Markets IncLevel Five155 BishopgateLondonUnited KingdomEC3M 3TQUNITED KINGDOM- Phone
- +442076556000
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Complaints Contact
Marex Capital Markets IncLevel Five155 BishopgateLondonUnited KingdomEC3M 3TQUNITED KINGDOM- Phone
- +442076556000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron Ferrante Fernandes
IRN AFF01026
- [FCA CF] Client dealing (since 15 Oct 2025)
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Ann-Marie Frances Bull
IRN AXB01016
- SMF16 Compliance Oversight (since 15 Oct 2024)
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Darren Williams
IRN DRW01071
- [FCA CF] Client dealing (since 14 Jan 2026)
- [FCA CF] Manager of certification employee (since 14 Jan 2026)
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Gregory Tsimbler
IRN GXT00261
- SMF19 Head of Overseas Branch/Head of Overseas (since 15 Oct 2024)
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Jennifer Kaiser Bernicky
IRN JXB04061
- SMF3 Executive Director (since 12 Aug 2025)
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Paolo Tonucci
IRN PXT01308
- SMF3 Executive Director (15 Oct 2024 to 27 Mar 2025)
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Richard Edward Ford
IRN REF01020
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Oct 2024 to 31 Jan 2026)
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Rupert Packard
IRN RWP01060
- [FCA CF] Client dealing (since 30 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.