HPC Investment Services Limited

• Principal Place of Business

  Marex

  155 Bishopsgate

  London

  City Of London

  EC2M 3TQ

  UNITED KINGDOM

  Phone

  +4402076556000

  Web

  http://www.marex.com

• Complaints Contact

  HPC Investment Services Limited

  155 Bishopsgate

  London

  EC2M 3TQ

  UNITED KINGDOM

  Phone

  +4402076556000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of: i. sovereign debt instruments for which there is not a liquid market’; or ii. bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: a. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and b. the client has consented to such trading
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Agnieszka Krystyna Rogozinska

  IRN AKR01062

  • CF11 Money Laundering Reporting (13 Sep 2017 to 9 Jul 2018)
• Andrew Campbell Robb

  IRN ACR01030

  • [FCA CF] Client dealing (2 Jan 2023 to 1 Apr 2025)
• Arlyn Arguello Gleason

  IRN AXA04064

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Feb 2020)
  • CF11 Money Laundering Reporting (10 Aug 2018 to 8 Dec 2019)
• Arthur Hugo Teixeira

  IRN AXT01898

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2020)
  • CF30 Customer (13 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
  • CF1 Director (13 Sep 2017 to 8 Dec 2019)
• Charles Michael Roberts

  IRN CMR01131

  • [FCA CF] Client dealing (1 Apr 2022 to 4 Dec 2025)
• Crispin Robert Irvin

  IRN CRI33139

  • SMF3 Executive Director (since 24 Feb 2025)
• Emma Catherine Stileman

  IRN EXS00408

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2025)
• Frederic Michel Claude Metz

  IRN FXM01232

  • SMF3 Executive Director (15 Oct 2021 to 31 May 2024)
• Gilles Joseph Emile Saiagh

  IRN GXS01469

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
  • CF2 Non Executive Director (13 Sep 2017 to 8 Dec 2019)
• Graham Levi-Samper

  IRN GXL00193

  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Apr 2022 to 31 Jan 2024)
  • SMF16 Compliance Oversight (5 Apr 2022 to 31 Jan 2024)

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