Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (4 May 2011 to 2 Oct 2012)
-
- CF10 Compliance Oversight (4 Mar 2010 to 2 Oct 2012)
-
- CF10 Compliance Oversight (23 Jul 2008 to 2 Oct 2012)
-
- CF10 Compliance Oversight (14 Nov 2005 to 2 Oct 2012)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
-
- CF10 Compliance Oversight (14 Nov 2005 to 2 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.