Paul William Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiti Capital UK Limited (no longer approved here)

    FRN 528328

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2022)
  • Spectra FX Solutions LLP (no longer approved here)

    FRN 521446

    • CF10 Compliance Oversight (30 May 2014 to 28 Apr 2015)
    • CF11 Money Laundering Reporting (30 May 2014 to 28 Apr 2015)
  • LCM COMMODITIES, UK LLP (no longer approved here)

    FRN 587454

    • CF10 Compliance Oversight (30 May 2014 to 28 Apr 2015)
    • CF11 Money Laundering Reporting (30 May 2014 to 28 Apr 2015)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF26 Customer Trading (19 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.