Spectra FX Solutions LLP

• Principal Place of Business

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611450

  Web

  https://www.spectrafx.com

• Complaints Contact

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611456

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Matthew Maltz

  IRN AMM01405

  • [FCA CF] Client dealing (since 3 Mar 2021)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
• Anna Ash

  IRN AXS01104

  • [FCA CF] Client dealing (2 Sep 2024 to 17 Apr 2025)
• Antony James Hine

  IRN AJH01519

  • CF30 Customer (13 Dec 2010 to 24 Mar 2011)
• Ban Ibrahim

  IRN BXI01029

  • CF11 Money Laundering Reporting (19 May 2011 to 4 Feb 2014)
  • CF10 Compliance Oversight (19 May 2011 to 4 Feb 2014)
• Christian Walter

  IRN CXW01648

  • CF30 Customer (22 Jun 2015 to 7 Apr 2016)
• Christophe Jean Marie Patrick Lalo

  IRN CJL01168

  • CF30 Customer (7 Jul 2014 to 31 Oct 2014)
• Chun Sang Hui

  IRN CSH01085

  • CF30 Customer (26 Jun 2014 to 8 Jan 2019)
• Claire Marie Michel Bridel

  IRN CXB01345

  • CF11 Money Laundering Reporting (13 Dec 2010 to 31 Dec 2010)
  • CF10 Compliance Oversight (13 Dec 2010 to 31 Dec 2010)
• Daniel Steptoe

  IRN DXS00008

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Darren Anthony Gribble

  IRN DAG01187

  • [FCA CF] Client dealing (since 3 Mar 2021)
  • CF30 Customer (13 Oct 2018 to 8 Dec 2019)

• SpectrAxe Limited

  FRN 985213 · Appointed 13 Oct 2022

No changes recorded yet.