Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP (Europe) SA, London Branch (no longer approved here)

    FRN 992143

    • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
    • SMF3 Executive Director (12 Dec 2023 to 31 May 2025)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF3 Executive Director (29 Nov 2021 to 31 May 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2024)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • SMF10 Chair of the Risk Committee (2 Jul 2021 to 27 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 1 Nov 2022)
  • Zelof & Partners LLP (no longer approved here)

    FRN 596483

    • CF11 Money Laundering Reporting (18 Jun 2013 to 9 Jan 2017)
    • CF10 Compliance Oversight (18 Jun 2013 to 9 Jan 2017)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF10a CASS Oversight function (1 Oct 2011 to 9 Dec 2011)
    • CF1 Director (9 Mar 2011 to 26 Mar 2012)
  • Natixis (no longer approved here)

    FRN 206092

    • CF29 Significant management (8 Feb 2011 to 27 Feb 2012)
  • Spectra FX Solutions LLP (no longer approved here)

    FRN 521446

    • CF11 Money Laundering Reporting (13 Dec 2010 to 31 Dec 2010)
    • CF10 Compliance Oversight (13 Dec 2010 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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