Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
- SMF3 Executive Director (12 Dec 2023 to 31 May 2025)
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- SMF3 Executive Director (29 Nov 2021 to 31 May 2025)
- [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2024)
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- SMF10 Chair of the Risk Committee (2 Jul 2021 to 27 May 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 1 Nov 2022)
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- CF11 Money Laundering Reporting (18 Jun 2013 to 9 Jan 2017)
- CF10 Compliance Oversight (18 Jun 2013 to 9 Jan 2017)
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- CF10a CASS Oversight function (1 Oct 2011 to 9 Dec 2011)
- CF1 Director (9 Mar 2011 to 26 Mar 2012)
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- CF29 Significant management (8 Feb 2011 to 27 Feb 2012)
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- CF11 Money Laundering Reporting (13 Dec 2010 to 31 Dec 2010)
- CF10 Compliance Oversight (13 Dec 2010 to 31 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.