Spectra FX Solutions LLP

• Principal Place of Business

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611450

  Web

  https://www.spectrafx.com

• Complaints Contact

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611456

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Ramirez

  IRN DXR01640

  • [FCA CF] Client dealing (since 3 Mar 2021)
• Francisco Javier De Haro Toledano

  IRN FJD01024

  • [FCA CF] Client dealing (since 24 Nov 2025)
• Frederic Vitalis

  IRN FXV01040

  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2021)
  • CF11 Money Laundering Reporting (6 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Feb 2011 to 19 May 2011)
• George Spentzos

  IRN GXS01234

  • [FCA CF] Client dealing (13 Nov 2024 to 28 Feb 2026)
• Glenn Scott

  IRN GXS01714

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2021)
  • SMF16 Compliance Oversight (since 20 Feb 2021)
• Guidalberto Arslan

  IRN GXA01201

  • [FCA CF] Client dealing (3 Mar 2021 to 21 Oct 2022)
  • CF30 Customer (22 Sep 2015 to 8 Dec 2019)
• Guy Charles Frost

  IRN GCF01007

  • [FCA CF] Client dealing (3 Mar 2021 to 31 May 2021)
  • CF30 Customer (9 May 2019 to 8 Dec 2019)
• Ine Calvache Hoekstra

  IRN IIC00003

  • CF30 Customer (12 Jun 2014 to 27 Oct 2014)
• James Andrew Harris

  IRN JXH02235

  • [FCA CF] Client dealing (20 Jan 2025 to 6 Mar 2026)
• Jimmy Yip

  IRN JXY01080

  • CF30 Customer (25 Aug 2016 to 10 Sep 2018)

• SpectrAxe Limited

  FRN 985213 · Appointed 13 Oct 2022

No changes recorded yet.