Spectra FX Solutions LLP

• Principal Place of Business

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611450

  Web

  https://www.spectrafx.com

• Complaints Contact

  21 Ironmonger Lane

  1st Floor

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +442081611456

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Johan Blanc

  IRN BXJ01154

  • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
• Lina Zilenaite

  IRN LXE01103

  • CF30 Customer (13 May 2014 to 27 Oct 2014)
• Marc Francois Pierre Chabot

  IRN MFC01034

  • CF30 Customer (13 Dec 2010 to 12 May 2014)
• Mark Rossi

  IRN MXR01191

  • [FCA CF] Client dealing (since 24 Apr 2023)
• Matthew Kenneth Shaw

  IRN MKS01026

  • CF30 Customer (20 Dec 2010 to 24 Mar 2011)
• Nesrine El Aziz

  IRN NXE01088

  • CF30 Customer (13 Dec 2010 to 28 Apr 2014)
• Olgay Baki Buyukkayali

  IRN OBB01006

  • [FCA CF] Client dealing (1 Apr 2022 to 8 Jul 2023)
• Olivia Claudia Blanchard

  IRN OCB01016

  • CF11 Money Laundering Reporting (4 Sep 2015 to 23 Mar 2017)
  • CF10 Compliance Oversight (4 Sep 2015 to 23 Mar 2017)
• Paul William Graham

  IRN PWG01015

  • CF11 Money Laundering Reporting (30 May 2014 to 28 Apr 2015)
  • CF10 Compliance Oversight (30 May 2014 to 28 Apr 2015)
• Philip Francis Benedict Valori

  IRN PFV00003

  • [FCA CF] Manager of certification employee (since 3 Mar 2021)
  • [FCA CF] Client dealing (since 3 Mar 2021)
  • CF30 Customer (15 Sep 2016 to 8 Dec 2019)

• SpectrAxe Limited

  FRN 985213 · Appointed 13 Oct 2022

No changes recorded yet.