Mark Rossi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Spectra FX Solutions LLP
FRN 521446
- [FCA CF] Client dealing (since 24 Apr 2023)
Kyte Broking Limited (no longer approved here)
FRN 174863
- [FCA CF] Client dealing (26 Jan 2022 to 17 Jan 2023)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (2 Aug 2018 to 3 Jun 2019)
- [FCA CF] Manager of certification employee (2 Aug 2018 to 3 Jun 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (26 May 2010 to 6 Mar 2016)
Pharo Management (UK) LLP (no longer approved here)
FRN 401546
- CF30 Customer (16 Apr 2008 to 16 Oct 2009)
- CF4 Partner (16 Apr 2008 to 16 Oct 2009)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (1 Nov 2007 to 31 Jan 2008)
- CF21 Investment Adviser (8 Jul 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.