James Andrew Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 24 Mar 2026)
    • [FCA CF] Manager of certification employee (since 24 Mar 2026)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 24 Mar 2026)
    • [FCA CF] Manager of certification employee (since 24 Mar 2026)
  • Spectra FX Solutions LLP (no longer approved here)

    FRN 521446

    • [FCA CF] Client dealing (20 Jan 2025 to 6 Mar 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (11 Jan 2018 to 21 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2018 to 21 Dec 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (14 Nov 2013 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (30 Sep 2009 to 13 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.