Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Sep 2021 to 1 Apr 2025)
- CF30 Customer (14 Oct 2010 to 13 Aug 2013)
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- [FCA CF] Client dealing (1 Sep 2021 to 1 Apr 2025)
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- [FCA CF] Client dealing (3 Mar 2021 to 31 May 2021)
- CF30 Customer (9 May 2019 to 8 Dec 2019)
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- CF30 Customer (31 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (31 Jul 2002 to 31 Jul 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.