Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (1 Sep 2021 to 1 Apr 2025)
    • CF30 Customer (14 Oct 2010 to 13 Aug 2013)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (1 Sep 2021 to 1 Apr 2025)
  • Spectra FX Solutions LLP (no longer approved here)

    FRN 521446

    • [FCA CF] Client dealing (3 Mar 2021 to 31 May 2021)
    • CF30 Customer (9 May 2019 to 8 Dec 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (31 Oct 2013 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (31 Jul 2002 to 31 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.