Paul Francis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quantum Actuarial LLP

    FRN 472152

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2021)
    • [FCA CF] Client dealing (since 11 Mar 2021)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Hymans Robertson LLP (no longer approved here)

    FRN 414430

    • CF30 Customer (29 Apr 2014 to 25 Jul 2014)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (4 Aug 2009 to 8 Dec 2009)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • Gallagher (Administration & Investment) Limited (no longer approved here)

    FRN 115057

    • CF21 Investment Adviser (10 Jan 2003 to 15 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.