Quantum Actuarial LLP

• Principal Place of Business

  Cypress House

  Pascal Close

  St Mellons

  Cardiff

  CF3 0LW

  WALES

  Phone

  +4402920837900

  Web

  https://www.quantumadvisory.co.uk

• Complaints Contact

  Cypress House

  Pascal Close

  St Mellons

  Cardiff

  CF3 0LW

  WALES

  Phone

  +4402920837900

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Burdge

  IRN ALB01072

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF21 Investment Adviser
  • CF30 Customer (2 Apr 2008 to 8 Dec 2019)
• Andrew Reid-Jones

  IRN AXR01423

  • SMF1 Chief Executive (since 7 Mar 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (2 Apr 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Apr 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (2 Apr 2008 to 30 Sep 2018)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)
• Benjamin Laryea Amenya

  IRN BXA06934

  • [FCA CF] Client dealing (since 28 Mar 2022)
• David John Deidun

  IRN DJD01127

  • SMF27 Partner (9 Dec 2019 to 4 May 2022)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)
• David Mark Vincent

  IRN DMV01024

  • SMF27 Partner (9 Dec 2019 to 4 May 2022)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)
• Deon Francois Dreyer

  IRN DFD01019

  • CF30 Customer (13 Sep 2013 to 14 Mar 2017)
• Diane Margaret Pick

  IRN DMF00020

  • CF21 Investment Adviser
  • CF30 Customer (2 Apr 2008 to 3 Feb 2009)
• Jayna Bhullar

  IRN JXB18567

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2021)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Joe Harry Condy

  IRN JXC01111

  • [FCA CF] Client dealing (since 1 Feb 2023)
• John Plenderleith

  IRN JXP00806

  • [FCA CF] Client dealing (since 22 May 2023)

No changes recorded yet.