Quantum Actuarial LLP

• Principal Place of Business

  Cypress House

  Pascal Close

  St Mellons

  Cardiff

  CF3 0LW

  WALES

  Phone

  +4402920837900

  Web

  https://www.quantumadvisory.co.uk

• Complaints Contact

  Cypress House

  Pascal Close

  St Mellons

  Cardiff

  CF3 0LW

  WALES

  Phone

  +4402920837900

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jordan Lewis Griffiths

  IRN JXG10993

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2021)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Kara Marjan Newcombe

  IRN KMN01039

  • [FCA CF] Client dealing (since 28 Mar 2022)
• Karen Mary Kendall

  IRN KMK01012

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (9 Jun 2008 to 22 Jan 2013)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)
• Martin Robert Coombes

  IRN MRC01119

  • CF21 Investment Adviser
  • CF30 Customer (2 Apr 2008 to 15 Jun 2012)
• Owen Stephen Alexander Sennitt

  IRN OSS01004

  • SMF9 Chair of the Governing Body (since 20 Jul 2020)
• Paul Francis

  IRN PJF00076

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Mar 2021)
  • [FCA CF] Client dealing (since 11 Mar 2021)
• Pauline Iles

  IRN PXI00018

  • [FCA CF] Functions requiring qualifications (23 Dec 2020 to 20 Jul 2021)
  • [FCA CF] Client dealing (23 Dec 2020 to 4 Jun 2021)
• Peter Anthony Baldwin

  IRN PAB01249

  • CF4 Partner (2 Apr 2008 to 30 Apr 2013)
• Phil Farrell

  IRN PPF01008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
  • CF30 Customer (24 Aug 2011 to 8 Dec 2019)
• Rhidian Williams

  IRN RDW01089

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF21 Investment Adviser
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
  • CF30 Customer (2 Apr 2008 to 8 Dec 2019)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)

No changes recorded yet.