Date authorised
1 April 2013
Companies House
OC326665
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cypress House
    Pascal Close
    St Mellons
    Cardiff
    CF3 0LW
    WALES
    Phone
    +4402920837900
  • Complaints Contact

    Cypress House
    Pascal Close
    St Mellons
    Cardiff
    CF3 0LW
    WALES
    Phone
    +4402920837900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Huw Davies

    IRN RHD01035

    • CF21 Investment Adviser
    • CF30 Customer (2 Apr 2008 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2008 to 30 Apr 2019)
  • Robin Dargie

    IRN RSD01060

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2011 to 8 Dec 2019)
  • Scott Alexander Edmunds

    IRN SAE01073

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2021)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Stefano Carnevale

    IRN SXC00698

    • [FCA CF] Client dealing (since 29 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.