Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jones Financial (Norwich) Limited
FRN 660094
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2025)
- SMF16 Compliance Oversight (since 15 Dec 2025)
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Whitefriars Financial Services Limited
FRN 222458
- SMF16 Compliance Oversight (since 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
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CB FINANCIAL ADVISERS LLP
FRN 489484
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
- SMF16 Compliance Oversight (since 30 May 2025)
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Futura Wealth Management Ltd
FRN 515272
- SMF16 Compliance Oversight (since 25 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Aug 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (10 Apr 2025 to 2 Apr 2026)
- SMF16 Compliance Oversight (10 Apr 2025 to 2 Apr 2026)
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- SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2022 to 26 May 2023)
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- CF30 Customer (19 Mar 2009 to 2 Aug 2009)
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- CF30 Customer (19 Mar 2009 to 2 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.