Jones Financial (Norwich) Limited

• Principal Place of Business

  Jones Financial (Norwich) Ltd

  9 Bank Plain

  Norwich

  Norfolk

  NR2 4SF

  UNITED KINGDOM

  Phone

  +441603763333

  Web

  https://www.jonesfinancial.co.uk

• Complaints Contact

  Jones Financial (Norwich) Ltd

  9 Bank Plain

  Norwich

  Norfolk

  NR2 4SF

  UNITED KINGDOM

  Phone

  +4401903946968

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Equity Release Setup

  For Customer

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jane Rudd

  IRN AJM00151

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 27 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 27 Oct 2020)
  • CF30 Customer (10 Nov 2016 to 8 Dec 2019)
• Bailey Jordan

  IRN BXJ00108

  • [FCA CF] Functions requiring qualifications (17 Oct 2022 to 7 Oct 2024)
• Barry Bryan Rudd

  IRN BBR00002

  • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 21 Apr 2023)
• Francisco Lucas Mendoza

  IRN FXM00335

  • Responsible for Insurance Distribution (since 20 Apr 2026)
  • Responsibility for MCD Intermediation (since 20 Apr 2026)
  • SMF3 Executive Director (since 15 Dec 2025)
• Godfrey Ryan

  IRN GXR00356

  • SMF3 Executive Director (since 12 Dec 2025)
• Owen Jonathon Sharp

  IRN OJS01018

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2025)
  • SMF16 Compliance Oversight (since 15 Dec 2025)
• Paul Michael Ollerton

  IRN PMO01057

  • SMF1 Chief Executive (since 12 Dec 2025)
• Rachael Mae Read

  IRN RXR00216

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
  • [FCA CF] Client dealing (since 23 Nov 2021)
• Seamus Walsh

  IRN SXW00626

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
  • [FCA CF] Client dealing (since 28 Jun 2022)
• Sean Patrick Cashman

  IRN SPC00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 27 Oct 2020)
  • [FCA CF] Client dealing (since 27 Oct 2020)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)

No changes recorded yet.