Alison Jane Rudd

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jones Financial (Norwich) Limited

    FRN 660094

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2020)
    • [FCA CF] Client dealing (since 27 Oct 2020)
    • CF30 Customer (10 Nov 2016 to 8 Dec 2019)
  • Chadwicks Ltd (no longer approved here)

    FRN 182094

    • Employed By (14 Apr 2000 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.