Whitefriars Financial Services Limited

Date authorised
1 April 2013
Companies House
04349912
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morgan Reach House
    136 Hagley Road
    Birmingham
    West Midlands
    B16 9NX
    UNITED KINGDOM
    Phone
    +4401214563393
    Web
    https://www.whitefriarsfsl.co.uk

  • Complaints Contact

    Whitefriars Financial Services Ltd
    Morgan Reach House
    136 Hagley Road
    Birmingham
    B16 9NX
    UNITED KINGDOM
    Phone
    +4401214563393

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Derek Weston

    IRN ADW00032

    • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (11 Jul 2003 to 31 Oct 2007)
    • CF3 Chief Executive (11 Jul 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Jul 2003 to 31 Mar 2009)
    • CF1 Director (11 Jul 2003 to 8 Dec 2019)
  • Ben Charlton Moody

    IRN BCM00014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
    • CF1 Director (5 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (13 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • Blake Ellis

    IRN BXE00048

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 25 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
  • Francisco Lucas Mendoza

    IRN FXM00335

    • SMF3 Executive Director (since 23 May 2025)
    • Responsibility for MCD Intermediation (since 23 May 2025)
  • Godfrey Ryan

    IRN GXR00356

    • SMF3 Executive Director (since 23 Oct 2025)
  • Jayne Michelle Keen

    IRN JMK00027

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jun 2025)
    • Responsibility for MCD Intermediation (6 May 2016 to 2 Jun 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (11 Jul 2003 to 8 Dec 2019)
    • CF1 Director (11 Jul 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jul 2003 to 8 Dec 2019)
  • John Higgins

    IRN JXH00197

    • CF21 Investment Adviser (15 Apr 2004 to 20 Sep 2004)
  • John Kevin Gallagher

    IRN JKG00002

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (11 Jul 2003 to 31 Oct 2007)
  • John Leith Ritchie

    IRN JLR00010

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (4 Jun 2004 to 31 Oct 2007)
  • Nigel Stanton Foster

    IRN NSF01016

    • CF2 Non Executive Director (11 Jul 2003 to 1 Apr 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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