Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Apr 2021 to 8 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Apr 2021 to 8 Nov 2021)
-
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF21 Investment Adviser (11 Jul 2003 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.