Bird Stewart Financial Services Limited

• Principal Place of Business

  The Old Surgery

  22 Broomknoll Street

  Airdrie

  Lanarkshire

  ML6 6BN

  UNITED KINGDOM

  Phone

  +4407891374441

  Web

  https://www.birdstewart.co.uk

• Complaints Contact

  The Old Surgery

  22 Broomknoll Street

  Airdrie

  Lanarkshire

  ML6 6BN

  UNITED KINGDOM

  Phone

  +4407891374441

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for ongoing services which are only for regulated premium policies).

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair James MacLean

  IRN AJM00198

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • CF30 Customer (29 Jan 2016 to 8 Dec 2019)
• Donna Bradley

  IRN DXB00214

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 28 Feb 2023)
• Gillian Irvine

  IRN GXI00014

  • [FCA CF] Client dealing (1 Dec 2020 to 19 Jan 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 19 Jan 2024)
• John Kevin Gallagher

  IRN JKG00002

  • [FCA CF] Client dealing (9 Apr 2021 to 8 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Apr 2021 to 8 Nov 2021)
• Kalab Hussain

  IRN KXH19523

  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Kerry Suzanne Mitchell

  IRN KXM10949

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • CF30 Customer (11 Feb 2019 to 8 Dec 2019)
• Kevin Irvine

  IRN KXI01054

  • CF30 Customer (12 Feb 2015 to 6 Nov 2015)
• Leeann Kennedy

  IRN LXK00172

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
  • [FCA CF] Client dealing (since 9 Sep 2024)
• Niall Alexander Shaw Stewart

  IRN NAS00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (27 Aug 2013 to 30 Sep 2018)
  • CF1 Director (27 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Aug 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Aug 2013 to 8 Dec 2019)
• William Storrie

  IRN WXS00045

  • [FCA CF] Client dealing (1 Feb 2021 to 16 Jun 2022)
  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 16 Jun 2022)
  • CF30 Customer (13 Apr 2017 to 8 Dec 2019)

No changes recorded yet.