Adrian Derek Weston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whitefriars Financial Services Limited (no longer approved here)

    FRN 222458

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF3 Chief Executive (11 Jul 2003 to 8 Dec 2019)
    • CF1 Director (11 Jul 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Jul 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (11 Jul 2003 to 31 Mar 2009)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.