Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Jun 2025)
- Responsibility for MCD Intermediation (6 May 2016 to 2 Jun 2025)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (11 Jul 2003 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Jul 2003 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Jul 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.