Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whitefriars Financial Services Limited (no longer approved here)

    FRN 222458

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jun 2025)
    • Responsibility for MCD Intermediation (6 May 2016 to 2 Jun 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (11 Jul 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jul 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jul 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.