Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Robinhood U.K. Ltd
FRN 823590
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2024)
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- SMF16 Compliance Oversight (9 Apr 2021 to 6 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2021 to 6 Oct 2023)
- SMF3 Executive Director (9 Apr 2021 to 6 Oct 2023)
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- SMF16 Compliance Oversight (8 Jul 2020 to 5 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2020 to 5 Jan 2021)
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- SMF16 Compliance Oversight (9 Dec 2019 to 22 May 2020)
- CF10 Compliance Oversight (21 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.