Robinhood U.K. Ltd

Date authorised
7 August 2019
Companies House
09908051
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 St. Mary Axe
    Suite 404
    London
    City Of London
    EC3A 8BE
    UNITED KINGDOM
    Phone
    +442039233779
    Web
    https://robinhood.com/gb/en/

  • Complaints Contact

    70 St. Mary Axe
    Suite 404
    London
    City Of London
    EC3A 8BE
    UNITED KINGDOM
    Phone
    +442039233779

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Albertus Jan Van Delft

    IRN AJV01028

    • SMF16 Compliance Oversight (since 17 Jun 2020)
    • SMF3 Executive Director (since 17 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jun 2020 to 15 Jan 2024)
  • James Anthony Howard Loat

    IRN JXL00008

    • SMF3 Executive Director (14 Nov 2020 to 3 Aug 2022)
    • SMF1 Chief Executive (14 Nov 2020 to 3 Aug 2022)
  • Jordan Dane Sinclair

    IRN JXS01386

    • SMF3 Executive Director (since 18 Jul 2023)
    • SMF1 Chief Executive (since 18 Jul 2023)
  • Oliver Lee Andrew Rodwell

    IRN OLR01000

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2024)
  • Patrick Ryan Grossmann-Kavanagh

    IRN PXG12417

    • CF2 Non Executive Director (8 Mar 2019 to 8 Dec 2019)
  • Simon Trayton Phelps

    IRN STP01024

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
    • CF1 Director (7 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2019 to 8 Dec 2019)
  • Wander Frank Rutgers

    IRN WXR12411

    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2020)
    • CF3 Chief Executive (8 Mar 2019 to 8 Dec 2019)
    • CF1 Director (8 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.