Date authorised
7 January 2019
Companies House
10438231
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor Harling House
    47-51 Great Suffolk Street
    London
    SE1 0BS
    UNITED KINGDOM
    Phone
    +442080519501
  • Complaints Contact

    3rd Floor Harling House
    47-51 Great Suffolk Street
    London
    SE1 0BS
    UNITED KINGDOM
    Phone
    +442080519501

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Farmer

    IRN AXF00380

    • [FCA CF] Client dealing (28 Sep 2022 to 20 Sep 2023)
  • Adam Robert Lees

    IRN AXL00131

    • [FCA CF] Material risk taker (since 31 Oct 2024)
    • [FCA CF] Significant management (since 1 Sep 2020)
  • Aleksandr Rupin

    IRN AXR02844

    • [FCA CF] Significant management (since 30 Jan 2025)
    • [FCA CF] Material risk taker (30 Jan 2025 to 26 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • Andrew Prosser

    IRN AXP00738

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 4 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
    • [FCA CF] Significant management (since 4 Nov 2022)
  • Andrey Dobrynin

    IRN AXD02657

    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • SMF1 Chief Executive (since 18 Feb 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • Ben Thomas Jenkins

    IRN BXJ00178

    • [FCA CF] Significant management (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
  • Connor Moody

    IRN CXM00554

    • [FCA CF] Client dealing (20 Oct 2021 to 4 Nov 2022)
  • Craig Broom

    IRN CXB02491

    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
  • Daniil Skrobov

    IRN DXS01107

    • [FCA CF] Material risk taker (since 30 Jan 2025)
    • [FCA CF] Significant management (since 30 Jan 2025)
  • David John Tanner

    IRN DJT01231

    • [FCA CF] CASS oversight function (30 Jan 2025 to 30 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.