Investengine (UK) Limited

• Principal Place of Business

  3rd Floor Harling House

  47-51 Great Suffolk Street

  London

  SE1 0BS

  UNITED KINGDOM

  Phone

  +442080519501

  Web

  https://investengine.com

• Complaints Contact

  3rd Floor Harling House

  47-51 Great Suffolk Street

  London

  SE1 0BS

  UNITED KINGDOM

  Phone

  +442080519501

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek Walker

  IRN DXW00662

  • [FCA CF] CASS oversight function (since 30 Jun 2025)
• Elizabeth Rose Bailey

  IRN EXF00095

  • [FCA CF] Significant management (since 3 Jul 2025)
  • [FCA CF] Client dealing (since 20 Oct 2021)
• Goncalo Machado

  IRN GXM00393

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 19 Oct 2021)
  • [FCA CF] Material risk taker (since 19 Oct 2021)
  • [FCA CF] Client dealing (since 19 Oct 2021)
• Ian Stuart Herridge

  IRN ISH01026

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jan 2021)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
• Jacob Charles Parker

  IRN JXP00845

  • [FCA CF] Material risk taker (26 Jan 2026 to 31 Mar 2026)
  • [FCA CF] Significant management (22 Jul 2025 to 31 Mar 2026)
• Jeanette Marie Cook

  IRN JMC00003

  • [FCA CF] Material risk taker (since 20 Mar 2026)
  • SMF3 Executive Director (since 30 May 2024)
  • SMF16 Compliance Oversight (since 13 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2024 to 3 Jul 2025)
• Jeshen Naidoo

  IRN JXN01453

  • SMF3 Executive Director (28 Feb 2024 to 1 Aug 2024)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jul 2021)
  • CF10a CASS Oversight function (7 Jan 2019 to 8 Dec 2019)
• John William Gillam

  IRN JXG01023

  • [FCA CF] Significant management (since 1 Apr 2026)
  • [FCA CF] Material risk taker (since 1 Apr 2026)
• Karen Maria Coomber

  IRN KMB00036

  • CF1 Director (7 Jan 2019 to 5 Jul 2019)
  • CF10 Compliance Oversight (7 Jan 2019 to 5 Jul 2019)
  • CF11 Money Laundering Reporting (7 Jan 2019 to 5 Jul 2019)
• Kwong-Ning Chan

  IRN KXC00248

  • [FCA CF] CASS oversight function (26 Apr 2022 to 29 Feb 2024)

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