Date authorised
7 January 2019
Companies House
10438231
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor Harling House
    47-51 Great Suffolk Street
    London
    SE1 0BS
    UNITED KINGDOM
    Phone
    +442080519501
  • Complaints Contact

    3rd Floor Harling House
    47-51 Great Suffolk Street
    London
    SE1 0BS
    UNITED KINGDOM
    Phone
    +442080519501

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura McMurray

    IRN LXM00498

    • [FCA CF] Client dealing (12 Sep 2022 to 20 Sep 2023)
  • Marc Laurent Wynne de Gentile-Williams

    IRN MLD01058

    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • SMF3 Executive Director (since 14 Apr 2025)
    • [FCA CF] Significant management (30 Jan 2025 to 18 Jul 2025)
    • [FCA CF] Material risk taker (30 Jan 2025 to 18 Jul 2025)
  • Marianne Oliver

    IRN MXO00038

    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • SMF3 Executive Director (since 12 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Oliver Lee Andrew Rodwell

    IRN OLR01000

    • SMF3 Executive Director (9 Apr 2021 to 6 Oct 2023)
    • SMF16 Compliance Oversight (9 Apr 2021 to 6 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2021 to 6 Oct 2023)
  • Raphael Rene Theodore Mennicken

    IRN RRM01017

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2021)
    • CF1 Director (7 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Simon Ramsey Strasser Crookall

    IRN SRC01181

    • SMF9 Chair of the Governing Body (since 27 Apr 2026)
    • [FCA CF] Material risk taker (since 20 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
    • CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • Tom Winterton

    IRN TXW00302

    • [FCA CF] Material risk taker (since 31 Oct 2024)
    • [FCA CF] Significant management (since 21 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.