Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2023)
    • SMF16 Compliance Oversight (since 14 Feb 2023)
  • FSE Fund Managers Limited (no longer approved here)

    FRN 458820

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jul 2020)
    • CF10 Compliance Oversight (9 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2019 to 8 Dec 2019)
  • Investengine (UK) Limited (no longer approved here)

    FRN 801128

    • CF11 Money Laundering Reporting (7 Jan 2019 to 5 Jul 2019)
    • CF1 Director (7 Jan 2019 to 5 Jul 2019)
    • CF10 Compliance Oversight (7 Jan 2019 to 5 Jul 2019)
  • Castle Cover Ltd (no longer approved here)

    FRN 453280

    • Employed By (10 Jul 2006 to 27 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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