Date authorised
22 April 2015
Companies House
OC396432
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    43 Grosvenor Street
    London
    W1K 3HL
    UNITED KINGDOM
    Phone
    +442039405626
  • Complaints Contact

    3rd Floor
    43 Grosvenor Street
    London
    W1K 3HL
    UNITED KINGDOM
    Phone
    +442039405626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Seminara

    IRN AXS04223

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
  • Anna Laura Pensieri

    IRN ALP01081

    • CF30 Customer (24 Dec 2016 to 8 Dec 2019)
  • Can Emon

    IRN CXE01225

    • CF30 Customer (1 May 2015 to 8 Dec 2019)
  • Christopher Nicholas Brayford

    IRN CNB01056

    • SMF16 Compliance Oversight (27 Jul 2021 to 31 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jul 2021 to 31 Oct 2022)
  • Dante Rossi

    IRN DXR01934

    • CF30 Customer (22 Mar 2017 to 4 Jun 2018)
  • Dario Negri

    IRN DXN01309

    • SMF27 Partner (9 Dec 2019 to 12 Dec 2022)
    • CF11 Money Laundering Reporting (6 Jun 2017 to 27 Feb 2018)
    • CF10 Compliance Oversight (6 Jun 2017 to 27 Feb 2018)
    • CF4 Partner (26 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (26 Jan 2016 to 8 Dec 2019)
  • David Won-Seok Choi

    IRN DWC01070

    • [FCA CF] Material risk taker (since 24 Jun 2025)
  • Domenico Crapanzano

    IRN DXC01500

    • CF10 Compliance Oversight (22 Apr 2015 to 7 Mar 2017)
    • CF30 Customer (22 Apr 2015 to 6 Nov 2017)
    • CF11 Money Laundering Reporting (22 Apr 2015 to 7 Mar 2017)
    • CF4 Partner (22 Apr 2015 to 6 Nov 2017)
  • ELOISE LIPKIN

    IRN EXL23023

    • [FCA CF] CASS oversight function (2 Jan 2021 to 3 Jan 2021)
    • SMF16 Compliance Oversight (2 Jan 2020 to 27 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Jan 2020 to 27 Jul 2021)
  • Efrem Giorgio Locarno

    IRN EGL01024

    • CF4 Partner (22 Apr 2015 to 27 Mar 2017)
    • CF30 Customer (22 Apr 2015 to 31 Oct 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.