Date authorised
2 March 2017
Companies House
09777255
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plum Fintech Ltd
    2-7 Clerkenwell Green
    London
    Islington
    EC1R 0DE
    UNITED KINGDOM
    Phone
    +442033931340
  • Complaints Contact

    Plum Fintech Ltd
    2-7 Clerkenwell Green
    London
    Islington
    EC1R 0DE
    UNITED KINGDOM
    Phone
    +442033931340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhishek Choudhari

    IRN AXC01230

    • [FCA CF] Significant management (30 May 2023 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (30 May 2023 to 1 Apr 2025)
    • [FCA CF] Material risk taker (30 May 2023 to 1 Apr 2025)
  • Apostolos Foteinakis

    IRN AXF00536

    • Director of firm who is not a certification employee or a SMF manager (since 19 Jun 2024)
  • Charalampos Chatzitheodosiou

    IRN CXC00399

    • [FCA CF] Manager of certification employee (4 Jan 2021 to 14 Jul 2022)
    • [FCA CF] Significant management (4 Jan 2021 to 14 Jul 2022)
  • Charlie Bailey

    IRN CXB00494

    • [FCA CF] Significant management (4 Jan 2021 to 30 Nov 2021)
  • Christos Mastrogiannakis

    IRN CXM00698

    • [FCA CF] Manager of certification employee (since 4 Apr 2024)
    • [FCA CF] Material risk taker (since 4 Apr 2024)
    • [FCA CF] Significant management (since 4 Apr 2024)
  • Conrad Holmboe

    IRN CDH01096

    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2020)
    • CF1 Director (2 Mar 2017 to 8 Dec 2019)
  • David Lewis Best

    IRN DXB01075

    • [FCA CF] Material risk taker (14 Oct 2024 to 31 Jan 2025)
    • [FCA CF] Significant management (14 Oct 2024 to 31 Jan 2025)
  • Djordje Milosevic

    IRN DXM00655

    • [FCA CF] Significant management (24 May 2021 to 23 Dec 2022)
  • Elise Nunn

    IRN EXN00040

    • [FCA CF] Material risk taker (2 Feb 2022 to 10 Oct 2025)
    • [FCA CF] Significant management (2 Feb 2022 to 10 Oct 2025)
  • George Panagiotou

    IRN GXP00406

    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.