Oliver John Prodhan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Misland Capital Limited

    FRN 583069

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 14 Dec 2020)
    • [FCA CF] Client dealing (since 14 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
  • MASECO LLP (no longer approved here)

    FRN 489718

    • CF30 Customer (13 Aug 2014 to 3 Dec 2015)
  • Russell Wood Limited (no longer approved here)

    FRN 141296

    • CF1 Director (30 Oct 2008 to 10 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (7 Nov 2005 to 31 Oct 2007)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Mar 2005 to 31 Aug 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (15 Apr 2004 to 1 Aug 2004)
    • CF22 Investment Adviser (Trainee) (27 Jun 2003 to 15 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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