Russell Wood Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Russell Wood Ltd19 Berkeley StreetLondonWestminsterW1J 8EDUNITED KINGDOM- Phone
- +442074957666
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Complaints Contact
Russell Wood Ltd19 Berkeley StreetLondonWestminsterW1J 8EDUNITED KINGDOM- Phone
- +442074957666
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Akberali Mohemadali Moawalla
IRN AMM01100
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (7 Mar 2003 to 8 Dec 2019)
- CF2 Non Executive Director (1 Dec 2001 to 7 Mar 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Camilla Stephan
IRN CXS01508
- CF27 Investment Management (6 May 2004 to 28 Feb 2006)
- CF21 Investment Adviser (6 May 2004 to 28 Feb 2006)
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Dennis Walter Williamson
IRN DWW01044
- CF27 Investment Management (1 Dec 2001 to 18 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2007)
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Guy Oliver Fairfax Ward
IRN GOW01001
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Dec 2017 to 8 Dec 2019)
- CF30 Customer (1 May 2011 to 8 Dec 2019)
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Imtayaz Ahmed
IRN IXA01100
- [FCA CF] Client dealing (1 May 2024 to 27 Feb 2026)
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John Cyril Dorland Pilley
IRN JCP01062
- CF30 Customer (1 Nov 2007 to 31 Dec 2017)
- CF1 Director (1 Dec 2001 to 31 Dec 2017)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 31 Dec 2017)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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Oliver John Prodhan
IRN OJP00001
- CF1 Director (30 Oct 2008 to 10 Dec 2010)
- CF30 Customer (1 Nov 2007 to 10 Dec 2010)
- CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
- CF27 Investment Management (7 Nov 2005 to 31 Oct 2007)
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Paul David Duncan
IRN PDD01042
- CF27 Investment Management (5 May 2004 to 31 Oct 2005)
- CF21 Investment Adviser (5 May 2004 to 31 Oct 2005)
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Riyadh Kamal Mohamed Daud
IRN RKD01038
- SMF3 Executive Director (since 5 Aug 2025)
- CF2 Non Executive Director (5 Mar 2018 to 8 Dec 2019)
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Seng Hock Yeoh
IRN SHY01002
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
- SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2024)
- CF3 Chief Executive (7 Mar 2018 to 8 Dec 2019)
- CF1 Director (29 Oct 2015 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.