Seng Hock Yeoh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Wood Limited (no longer approved here)

    FRN 141296

    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2024)
    • CF3 Chief Executive (7 Mar 2018 to 8 Dec 2019)
    • CF1 Director (29 Oct 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.