Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (1 May 2011 to 8 Dec 2019)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (7 Jan 2008 to 28 May 2010)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (9 Nov 2007 to 31 Dec 2007)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF21 Investment Adviser (2 Apr 2007 to 30 Sep 2007)
    • CF27 Investment Management (2 Apr 2007 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.