Date authorised
1 April 2013
Companies House
07433118
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Upper Belgrave Street
    London
    SW1X 8BD
    UNITED KINGDOM
    Phone
    +442078230300
  • Complaints Contact

    9 Upper Belgrave Street
    London
    SW1X 8BD
    UNITED KINGDOM
    Phone
    +442078230300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Millar

    IRN AXM05335

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Alexander Harold Samuel Green

    IRN AHG01048

    • CF2 Non Executive Director (13 Sep 2012 to 11 Jul 2017)
  • Alexander Kim Godwin

    IRN AKG01020

    • [FCA CF] Client dealing (1 Jul 2024 to 24 Feb 2025)
    • [FCA CF] Significant management (1 Jul 2024 to 24 Feb 2025)
  • Andrea Nora Catherine Johnson

    IRN ANJ01022

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Sep 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2012 to 31 Jul 2015)
    • CF10 Compliance Oversight (13 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Diana Vitkova

    IRN DXV01088

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2025)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
  • Enda James McKenna

    IRN EJM01120

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2022)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Frank John Cooke

    IRN FJC01052

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Gareth Bryant Stingemore

    IRN GBS01028

    • SMF3 Executive Director (since 7 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Gareth Clive Edward Boardman

    IRN GCB01049

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (29 Aug 2013 to 8 Dec 2019)
  • Hugo De Vries

    IRN HXD00229

    • [FCA CF] Client dealing (since 28 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.