Oliver Glyn Thomas

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Expedition Growth Capital Ltd

    FRN 931840

    • SMF16 Compliance Oversight (since 14 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2025)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • SMF3 Executive Director (since 2 Nov 2020)
    • SMF16 Compliance Oversight (2 Nov 2020 to 3 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Nov 2020 to 3 Mar 2022)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (26 Jun 2015 to 15 Apr 2021)
    • CF1 Director (AR) (26 Jun 2015 to 15 Apr 2021)
  • CIT Financial Services Limited (no longer approved here)

    FRN 197249

    • CF30 Customer (16 May 2014 to 22 Jun 2015)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF30 Customer (1 Oct 2012 to 31 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.