CIT Financial Services Limited

• Principal Place of Business

  1st Floor

  1 Red Place

  London

  W1K 6PL

  UNITED KINGDOM

  Phone

  +4402076677766

  Web

  https://www.cit.co.uk

• Complaints Contact

  1st Floor

  1 Red Place

  London

  W1K 6PL

  UNITED KINGDOM

  Phone

  +4402076677766

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to investments investing only in property backed investments.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to investments investing only in property backed investments.

• Anthony Tsang

  IRN AXT01219

  • CF30 Customer (1 Nov 2007 to 12 Jan 2010)
  • CF27 Investment Management (13 May 2004 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Jan 2010)
  • CF1 Director (1 Dec 2001 to 12 Jan 2010)
• Bailey Mcmahan Puntereri

  IRN BMP01029

  • CF30 Customer (9 Dec 2010 to 25 Nov 2011)
• Biren Amin

  IRN BXA01100

  • CF30 Customer (16 Oct 2014 to 22 Jun 2015)
• Christopher Orr

  IRN CXO01187

  • CF30 Customer (9 Mar 2011 to 8 Feb 2019)
• Christopher Richmond

  IRN CXR01755

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
• Craig Andrew Johnston

  IRN CAJ01059

  • SMF1 Chief Executive (since 21 Jun 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (7 May 2015 to 30 Sep 2018)
  • CF10 Compliance Oversight (28 Jun 2013 to 5 Aug 2016)
  • CF11 Money Laundering Reporting (28 Jun 2013 to 5 Aug 2016)
  • CF1 Director (23 Feb 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (13 May 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
• Edward Barroll Brown

  IRN EXB01402

  • CF1 Director (21 May 2010 to 22 Jun 2015)
  • CF30 Customer (21 May 2010 to 22 Jun 2015)
• Edward Tobias Nicholls

  IRN EXN00026

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Fabian Meinsen

  IRN FXM01346

  • CF30 Customer (24 Mar 2009 to 6 Sep 2013)
• George Kyriacou

  IRN GXK01283

  • CF30 Customer (21 Oct 2010 to 15 Jun 2017)

• Grafton Capital Limited (no longer appointed)

  FRN 668683 · Appointed 28 Jan 2015 · Until 31 Mar 2015 · Tied agent

• CIT Growth Capital LLP (no longer appointed)

  FRN 623000 · Appointed 9 May 2014 · Until 21 Jan 2015

• CIT Developments LLP (no longer appointed)

  FRN 622828 · Appointed 7 May 2014 · Until 2 Feb 2017

• CIT GROUP PARTNERS LLP (no longer appointed)

  FRN 577953 · Appointed 21 Mar 2012 · Until 17 Aug 2015

• CIT Group Limited (no longer appointed)

  FRN 222319 · Appointed 15 Jul 2010 · Until 2 Feb 2017

No changes recorded yet.