Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (20 Apr 2023 to 16 Jan 2024)
- [FCA CF] Significant management (20 Apr 2023 to 16 Jan 2024)
- [FCA CF] Manager of certification employee (20 Apr 2023 to 16 Jan 2024)
- SMF1 Chief Executive (5 Apr 2023 to 25 Jan 2024)
- SMF3 Executive Director (5 Apr 2023 to 25 Jan 2024)
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- CF30 Customer (16 Oct 2014 to 22 Jun 2015)
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- CF1 Director (29 Oct 2013 to 28 May 2014)
- CF30 Customer (5 May 2011 to 28 May 2014)
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- CF21 Investment Adviser (29 Oct 2002 to 8 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.