Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CIT Financial Services Limited
FRN 197249
- SMF1 Chief Executive (since 21 Jun 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (7 May 2015 to 30 Sep 2018)
- CF11 Money Laundering Reporting (28 Jun 2013 to 5 Aug 2016)
- CF10 Compliance Oversight (28 Jun 2013 to 5 Aug 2016)
- CF1 Director (23 Feb 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.