Date authorised
2 November 2020
Companies House
12564080
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Golden Square
    London
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442038260095
  • Complaints Contact

    14 Golden Square
    London
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442038260095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alba Topallaj

    IRN AXT02256

    • [FCA CF] Client dealing (30 May 2022 to 30 Jun 2023)
  • Alexander Myers

    IRN AXM01163

    • [FCA CF] Client dealing (30 May 2022 to 31 Aug 2022)
  • Charles Fetherston Charters Covell

    IRN CFC01057

    • [FCA CF] Client dealing (19 Mar 2021 to 2 Feb 2024)
    • SMF3 Executive Director (2 Nov 2020 to 31 Mar 2021)
  • David Olsson

    IRN DXO00066

    • [FCA CF] Client dealing (since 19 Mar 2021)
  • Imogen Moore

    IRN IXM72220

    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Kgalalelo Kealeboga Nazo

    IRN KXN00220

    • SMF3 Executive Director (since 16 Dec 2025)
  • Klaas Seynaeve

    IRN KXS40955

    • [FCA CF] Client dealing (since 24 Feb 2026)
  • Oliver Glyn Thomas

    IRN OGT01006

    • SMF16 Compliance Oversight (since 14 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2025)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • SMF3 Executive Director (since 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Nov 2020 to 3 Mar 2022)
    • SMF16 Compliance Oversight (2 Nov 2020 to 3 Mar 2022)
  • Rachel Shula Levy

    IRN RXL07621

    • SMF16 Compliance Oversight (6 Jul 2021 to 31 Mar 2025)
    • SMF3 Executive Director (6 Jul 2021 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2021 to 31 Mar 2025)
  • Tom Denford

    IRN TXD00102

    • [FCA CF] Client dealing (since 19 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

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