Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Algorithmic trading (11 Sep 2023 to 4 Jun 2025)
    • [FCA CF] Manager of certification employee (11 Sep 2023 to 4 Jun 2025)
    • [FCA CF] Client dealing (11 Sep 2023 to 4 Jun 2025)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • SMF18 Other Overall Responsibility (12 Aug 2021 to 5 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 May 2023)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (8 Dec 2014 to 24 Jun 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (19 Oct 2009 to 8 Dec 2014)
  • Bloomberg Tradebook Europe Limited (no longer approved here)

    FRN 187492

    • CF30 Customer (9 Dec 2008 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.