Nicholas Seddon

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BUILDING LIFEPLANS LIMITED
FRN 311894
- SMF16 Compliance Oversight (since 12 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2024)
Bar Mutual Indemnity Fund Limited
FRN 202718
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
- SMF16 Compliance Oversight (since 22 Nov 2023)
- SMF4 Chief Risk (since 22 Nov 2023)
PAMIA Limited
FRN 202729
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
- SMF16 Compliance Oversight (since 22 Nov 2023)
- SMF4 Chief Risk (since 22 Nov 2023)
Regis Mutual Management Ltd (no longer approved here)
FRN 479202
- SMF16 Compliance Oversight (3 Mar 2020 to 1 Sep 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.