Date authorised
1 April 2013
Companies House
03871048
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    -
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042424
  • Complaints Contact

    90 Fenchurch Street
    -
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ahmed Salim

    IRN AXS02127

    • SMF3 Executive Director (since 11 Jan 2023)
  • Alexander James Waller

    IRN AXW00399

    • CF2 Non Executive Director (AR) (since 19 Aug 2022)
  • Andrew John Gillett

    IRN AJG01268

    • CF2 Non Executive Director (AR) (13 Sep 2022 to 24 Apr 2024)
  • Andrew Michael Gardiner

    IRN AMG01157

    • CF2 Non Executive Director (AR) (since 22 Dec 2022)
  • Andrew Timothy Jenkinson

    IRN ATJ01009

    • CF1 Director (30 May 2006 to 29 Sep 2006)
  • Anthony Crawford

    IRN AXC25845

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2020 to 31 Dec 2023)
    • SMF16 Compliance Oversight (7 Mar 2020 to 31 Dec 2023)
  • Antony Andrew Barrow

    IRN AAB01071

    • CF2 Non Executive Director (AR) (since 9 Sep 2022)
  • Bruce Murray Kesterton

    IRN BMK01005

    • CF2 Non Executive Director (14 Jan 2005 to 17 May 2017)
  • Cecilia Gannon

    IRN CXG01735

    • CF2 Non Executive Director (AR) (10 May 2023 to 5 Jan 2026)
  • Chris Loerns

    IRN CXL01267

    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 21 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.