Date authorised
1 April 2013
Companies House
02418817
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Thomas Miller Professional Idemnity

    IRN CCT01019

    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
  • Adrian Chetwynd Hayes

    IRN ACH01115

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (10 Oct 2003 to 6 Mar 2016)
  • Adrian Mee

    IRN AXM03495

    • CF1 Director (AR) (since 15 Feb 2013)
  • Ahmed Salim

    IRN AXS02127

    • CF1 Director (AR) (since 17 Jul 2007)
  • Alan John McFarlane

    IRN AXM05619

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
  • Alice Rosemary Findlay

    IRN ARF01044

    • SMF9 Chair of the Governing Body (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (2 Aug 2013 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (26 Jul 2011 to 6 Mar 2016)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Andrew Jonathan Wills

    IRN AXW34434

    • SMF10 Chair of the Risk Committee (since 1 Dec 2021)
    • SMF11 Chair of the Audit Committee (since 1 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 1 Dec 2021)
  • Andrew Sharples

    IRN AXS05097

    • Director of firm who is not a certification employee or a SMF manager (since 28 Mar 2023)
  • Andrew Steet

    IRN AXS04408

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Jan 2022)
    • SIMF5 Head of Internal Audit Function (16 Jun 2016 to 9 Dec 2018)
  • Andrew Thomas Argyle

    IRN AXA34422

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.