Date authorised
1 April 2013
Companies House
02418817
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Maria Holder-Holdsworth

    IRN AXH20088

    • SMF5 Head of Internal Audit (since 16 Jun 2022)
  • Arthur Michael Waggett

    IRN MXW01358

    • CF2 Non Executive Director (1 Dec 2001 to 28 Jun 2011)
  • Arthur Woolf Freed

    IRN AWF01026

    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2004)
  • Brian Herbert March

    IRN BHM01009

    • CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2004)
  • Brian Ronald Lucas

    IRN BRL01017

    • Director of firm who is not a certification employee or a SMF manager (since 19 Dec 2021)
    • SMF13 Chair of the Nominations Committee (28 Nov 2018 to 19 Dec 2021)
    • CF2a Chair of the Nominations Committee (28 Nov 2018 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Charles Roy Haigh

    IRN CRH01061

    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2004)
  • Charlotte Helen Watkins

    IRN CHW01037

    • SMF13 Chair of the Nominations Committee (since 19 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 19 Dec 2021)
    • CF2 Non Executive Director (16 May 2014 to 6 Mar 2016)
  • Christopher Andrew Howden

    IRN CAH01117

    • CF2 Non Executive Director (1 Dec 2001 to 15 Mar 2006)
  • Christopher Bond

    IRN CXB00437

    • Director of firm who is not a certification employee or a SMF manager (since 30 Mar 2021)
  • Clare Victoria Turnbull

    IRN CXT00494

    • Director of firm who is not a certification employee or a SMF manager (since 2 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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