Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2022)
  • Oakglen Wealth Limited (no longer approved here)

    FRN 961763

    • SMF3 Executive Director (3 Aug 2022 to 19 Mar 2024)
  • Penta Capital LLP (no longer approved here)

    FRN 489332

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (30 Jan 2018 to 8 Dec 2019)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (11 Oct 2011 to 15 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.