Date authorised
1 April 2013
Companies House
06265105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15th Floor, 33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402079078550
  • Complaints Contact

    15th Floor, 33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402079078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adnan Abdel Qader Al-Musallam

    IRN AAA01133

    • CF2 Non Executive Director (28 Aug 2008 to 29 May 2014)
  • Ahmad Salam

    IRN AXS01930

    • CF10 Compliance Oversight (28 Aug 2008 to 19 Jan 2010)
    • CF3 Chief Executive (28 Aug 2008 to 11 Feb 2011)
    • CF30 Customer (28 Aug 2008 to 11 Feb 2011)
    • CF8 Apportionment and Oversight (28 Aug 2008 to 31 Mar 2009)
    • CF1 Director (28 Aug 2008 to 11 Feb 2011)
  • Alice Catherine Gates

    IRN ACG01133

    • CF30 Customer (since 1 Jul 2018)
    • CF1 Director (AR) (since 1 Jul 2018)
  • Amr Ali Abou El Seoud

    IRN AAA01132

    • SMF1 Chief Executive (since 5 Jun 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Jun 2020)
    • CF2 Non Executive Director (6 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (25 Feb 2011 to 6 Feb 2017)
    • CF3 Chief Executive (25 Feb 2011 to 31 Oct 2015)
    • CF1 Director (14 Apr 2009 to 6 Feb 2017)
  • Christopher Crawford Keen

    IRN CCK01006

    • CF30 Customer (since 18 Apr 2018)
    • CF2 Non Executive Director (AR) (since 18 Apr 2018)
  • Christopher James Miller

    IRN CJM01388

    • CF30 Customer (25 Nov 2009 to 11 Feb 2011)
  • Duncan Ritchie Smith

    IRN DRS01077

    • SMF9 Chair of the Governing Body (since 5 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 5 Jun 2020)
    • CF3 Chief Executive (1 Nov 2015 to 8 Dec 2019)
    • CF1 Director (13 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (18 Apr 2011 to 1 Jul 2015)
  • Jeremy Edward Nicholas Butcher

    IRN JEB01199

    • CF30 Customer (25 Sep 2008 to 26 Mar 2009)
  • Jeremy Francis William Leyland

    IRN JFL01071

    • CF30 Customer (since 14 Aug 2018)
  • Jonathan Richard Gates

    IRN JRG01147

    • CF30 Customer (since 2 Feb 2018)
    • CF1 Director (AR) (since 2 Feb 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.