Duncan Ritchie Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tejara Capital Limited

    FRN 478936

    • SMF9 Chair of the Governing Body (since 5 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 5 Jun 2020)
    • CF3 Chief Executive (1 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
    • CF1 Director (13 Jul 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (18 Apr 2011 to 1 Jul 2015)
  • ABC International Bank Plc (no longer approved here)

    FRN 149025

    • CF1 Director (AR) (1 Dec 2001 to 18 Apr 2008)
    • CF26 Customer Trading (1 Dec 2001 to 8 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Apr 2004)
  • ABC IB Islamic Asset Management Limited (no longer approved here)

    FRN 205925

    • Employed By (1 Dec 2001 to 18 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

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