Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCOTTISH WIDOWS LIMITED
FRN 181655
- [FCA CF] Material risk taker (since 25 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 25 May 2023)
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- [FCA CF] Client dealing (6 Aug 2019 to 8 Oct 2021)
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- CF30 Customer (20 Jan 2012 to 15 Jun 2012)
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- CF30 Customer (25 Sep 2008 to 26 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.